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NSE Basics

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Issue:

Miscellaneous

 

Written by:

Armando M

 

Date added:

September 16, 2011

 

Level:

University

 

Grade:

A

 

No of pages / words:

28 / 7656

 

Was viewed:

2342 times

 

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Essay content:

Hence for all trades done on NSE through an entity who is not registered, the investor has no recourse through the Exchange in case of non settlement or a claim/dispute arising out of the same. How do I verify whether the entity is a NSE trading member (TM)/SEBI registered sub-broker? You may ask the person to furnish documents such as SEBI registration certificate, registration with NSE, etc to verify the antecedents of the person...
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You can also approach the Exchange to countercheck whether the person holds a valid registration. The NSE website also provides a directory of NSE trading members. Top Registering as a client What are the formalities for registering as a client of a NSE trading member/SEBI registered sub-broker? All investors should register themselves with registered trading members/sub-brokers by: 1...
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