Regulatory Bodies

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Issue:

Miscellaneous

 

Written by:

Mickey S

 

Date added:

July 15, 2014

 

Level:

University

 

Grade:

B

 

No of pages / words:

2 / 482

 

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3442 times

 

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Essay content:

Most of these bodies require election to hold a particular office and or position. Maintaining independent and uncompromised relationships with the other organizations is a necessity to ensure efficient operations within the system. SEC The U.S. organization responsible for overseeing these organizations is the Security and Exchange Commission ("SEC")...
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It is the mission of the SEC to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. (www.sec.gov, 2007) While congress is responsible for creating and passing securities laws, it is left up to the SEC to interpret and coordinate the implementation of such laws...
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